This Privacy Notice explains
the manner in which Signalert Corporation and Appel Asset Management
Corporation collect, utilize and maintain nonpublic personal information about
it clients. This Privacy Notice applies
only to our clients who are individuals. We use the personal
information collected about you in order to provide you with better service or
to comply with law. We may collect
nonpublic personal information about you from the following sources:
-
Applications or other forms (such as
your name, address, Social Security number, birth date, assets and income);
-
Traditional activity in your account
(such as trading history and balances); and
-
Other
interactions with us or our affiliates (such as discussions or other contacts
with our staff, via telephone, written correspondence, and electronic media).
Disclosure of Nonpublic Personal Information
We may disclose nonpublic personal
information we collect about you to our affiliates (including those who are
involved in the operation, administration or management of your account) and
nonaffiliated service providers, only as permitted by law.
For example, we may share nonpublic personal
information about you in the following situations:
-
In connection with the administration
and operation of Signalert Corporation and Appel Asset Management Corporation,
including disclosure to attorneys, accountants, auditors, administrators, or
companies that assist us with mailing statements or processing your transactions,
or other professionals;
-
To respond to a subpoena or court
order, judicial process or regulatory inquiry;
-
To process or complete transactions
requested by you; and
-
At your direction or with your
consent, including upon your authorization to disclose such information to
persons acting in a fiduciary or representative capacity on your behalf.
We may also disclose nonpublic
personal information about our transactions or experiences with you to our
affiliates, including to assist Signalert Corporation and Appel Asset
Management Corporation in offering and providing our products or services to
you, as permitted by law. We do not provide our current
clients’ or former clients’ information including names, addresses, or client
lists to outside companies except in furtherance of our business relationship
with you, or as otherwise permitted by law. If you are a former client,
your information is treated in the same manner as the information of current
clients.
Confidentiality
and Security
We have always
considered the protection of sensitive information to be a sound business
practice and a foundation of customer trust. We protect nonpublic personal information we collect about you by
maintaining physical, electronic and procedural safeguards that comply with
applicable legal requirements. Within Signalert
Corporation, Appel Asset Management Corporation and our affiliates we restrict
access to nonpublic personal information about you to employees and affiliates
who need to know that information to provide products or services to you.
Further
Information
You have additional rights under other laws
that may apply to you. Examples in this
notice are for illustration only and are not exclusive. We reserve the right to change these
policies at any time. Please contact us if you have any questions.
